Many people confuse procedures and work instructions. In fact, most people write work instructions and call them procedures. Knowing the difference between procedures and work instructions can help you understand the documentation process much better and, therefore, develop great procedure documentation.
Procedures and Work Instructions
Procedures describe a process, while a work instruction describes how to perform the conversion itself. Process descriptions include details about the inputs, what conversion takes place (of inputs into outputs), the outputs, and the feedback necessary to ensure consistent results. The PDCA process approach (Plan, Do, Check, Act) is used to capture the relevant information. Questions that need to be answered in a procedure include:
- Where do the inputs come from (suppliers)?
- Where do the outputs go (customers)?
- Who performs what action when (responsibilities)?
- How do you know when you have done it right (effectiveness criteria)?
- What feedback should be captured (metrics)?
- How do we communicate results (charts, graphs and reports)?
- What laws (regulations) or standards apply (e.g., ISO 9001, 8th EU Directive, IFRS, Sarbanes-Oxley)?
We can look at documentation as a pyramid comprised of four levels (or types of documents):
Level 1 and Level 2 represent your policies and procedures. What is the difference between policies and procedures? Your policies are at the top of the pyramid, like a beacon from a lighthouse. They direct the procedure in the proper direction and provide a foundation for the procedure’s description of the process being documented.
Level 1 – Policies and Objectives
A policy is used as a course of action to guide and influence decisions. In an ISO 9001 system this may be found in the “ISO 9001 2015 Procedures“. The purpose of this level of documentation is to state concisely the policies and objectives of the company, organization, or division. Policies are similar in some ways to mission statements.
At a minimum, the Quality Manual is required to describe the scope of your registrations, your exclusions from any ISO clauses, your quality processes, and your quality procedures.
Level 2 – Procedures
Your procedures are the second level of documentation, which should be more detailed and describe who does what and when (in sequence or order). Activities for a department or function might be listed along with the functional titles or positions responsible for the procedure. These procedures can be text based but many use a process map to communicate the information.
As you rewrite the procedures for your application, be sure to verify your modifications against the requirements of the ISO standard to ensure all requirements are still addressed. An example of where you may want to change the format is the Effectiveness Criteria section of certain procedures.
When determining these criteria, a holistic approach as to what is best for the company should be used. An obvious example involves Purchasing. In the past, Purchasing effectiveness was measured by the purchase price of materials. The obvious fallacy with this measure is that out of specification or marginal components result in increase costs downstream and may actually result in higher total costs.
3 Comments
Those articles inspire me a lot for my business and organizational set up.
I go through the explanation of on procedure and work instruction. I understand that procedure is outline of process and WI is details of that procedure. For example, a procedure for disposing a paper say:
*Dispose the paper in waste. bin”, while work instruction would be “tear the paper into small pieces of about 1 cm manually or by shredder and discrd the small pieces in waste paper bin”
Is it necessary to have two documents for one activity while this can be covered in one document.
I understand that procedure and work instructions can be used interchangeably and be adequately elaborated so that activity can be performed consistently in the same way.
You do not need two documents for simple processes. But if the process is more complicated, then two documents keeps the reader focused and will address difference readers concerns.