April 16, 2018
SaaS DMS

Do Company Policies Exist If They’re Not Documented?

Your GRC program can be significantly enhanced with the addition of Policy and Procedure Management software.
November 13, 2017

What is an Employee Code of Conduct?

A code of conduct applies to all employees and can help ensure compliance with standards and regulations applicable to all business activities. How's yours?
March 19, 2017

Making Compliance Easier

Sell yourself first, then sell everyone else on the importance and value of compliance. Make them want it!
April 5, 2016

Implementing Financial Controls

Implementing Financial Controls You may be familiar with the COSO (Committee of Sponsoring Organizations of the Treadway Commission) framework for internal control. COSO has received significant attention when referenced by the Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB) as an example of an “internal control” system as required by Sarbanes-Oxley Act (SOX) sections 302 and 404.
April 5, 2016

Top Financial Accounting Internal Controls

Top Ten Financial Accounting Internal Controls The Internal Control Procedures Series provides a risk reducing framework of financial internal controls for the ten core accounting cycles — these cycles make up the accounting body of knowledge.  Each financial cycle focuses on a key element of business accounting and, therefore, should be covered in your company’s financial accounting policies and procedures manual.
March 26, 2015

How Will IFRS Convergence Impact You?

Are there concerns that the GAAP to IFRS transition may not go well?
October 14, 2013

How Can You Make Working for Your Parents a Success?

Is there a troubling lack of documentation of core know-how and lack of controls in your business?