In Sarbanes-Oxley compliance your SOX accounting policies and procedures have the same purpose as with ISO 9001 2015 procedures, to provide a foundation for control improvement. Sarbanes-Oxley is not a quality standard so why the need for improvement? Continue reading What are SOX Accounting Policies and Procedures?
In the past, we experienced an avalanche in our financial system. Major financial institutions failed to the shock of investors and depositors, and there was such a high level of uncertainty in the financial system that availability of credit had been shut off even to the most highly rated borrowers. What does SOX Corporate Governance have to do with this? Continue reading What Is SOX Corporate Governance?